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Supreme Court Sanctions Agreement for FTX DM Joint Official Liquidators to Subordinate Securities Commission of The Bahamas' $221.55 Million Regulatory Penalties Claim

Jan 30, 2025 - financialpost.com
The Supreme Court of The Bahamas has approved an agreement allowing the Joint Official Liquidators (JOLs) of FTX Digital Markets Ltd. (FTX DM) to subordinate the Securities Commission of The Bahamas' $221.55 million regulatory claim. This "Claim Subordination Agreement" prioritizes the repayment of FTX DM's customers and other creditors, including any interest owed, over the Commission's regulatory penalties. The JOLs acted under the Amended Global Settlement Agreement, sanctioned by Justice L Klein, to address breaches of the Digital Assets and Registered Exchanges Act and the Financial Transactions Reporting Act.

The Securities Commission of The Bahamas, established in 1995, oversees securities, investment funds, capital markets, and digital assets. The Digital Assets and Registered Exchanges Act, 2024, which came into effect in July 2024, expanded the regulatory framework for digital assets. The Commission's claim was based on investigations into FTX DM's regulatory breaches. More information about the Commission and the DARE Act 2024 can be found on the Securities Commission of The Bahamas' website.

Key takeaways:

  • The Supreme Court of The Bahamas approved an agreement for FTX Digital Markets Ltd. to subordinate the Securities Commission of The Bahamas' $221.55 million regulatory claim.
  • The Claim Subordination Agreement allows the reprioritization of payments to FTX DM's customers and other creditors before the Commission's claim.
  • The agreement was sanctioned by Justice L Klein on January 29, 2025, based on the JOLs' powers under the Amended Global Settlement Agreement.
  • The Commission's claim was related to breaches of the Digital Assets and Registered Exchanges Act and the Financial Transactions Reporting Act.
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